David C. Sullivan

Partner

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  • JD, Columbia University School of Law, 1994; Harlan Fiske Stone Scholar, Journal of Transnational Law
  • BA (Computer Science), magna cum laude, Brown University, 1988

Qualifications

  • Massachusetts, 1994
  • Boston Bar Association
  • Massachusetts Bar Association
  • IFLR1000: The Guide to the World’s Leading Financial Law Firms, Leading Lawyer (2015-2017)
  • Chambers USA: America's Leading Lawyers for Business (2010-2013)

David C. Sullivan

Partner

David focuses his practice on the representation of financial services firms, including open- and close-end registered investment companies, private investment pools, registered investment advisers and broker-dealers. He represents a number of non-U.S. investment advisory firms.

Experience

  • Represents Allianz Global Investors of America and several of its subsidiaries in a variety of corporate, regulatory and compliance matters.
  • Served as lead partner in the organization and initial public offerings of more than 20 closed-end funds sponsored by Allianz and PIMCO and numerous open-end funds in the Allianz family, and in the day-to-day representation of the funds.
  • Serves as counsel to the MFS Funds and their Independent Trustees.
  • Has represented a number of non-U.S. investment advisers in connection with U.S. registration and regulation and establishment of registered and unregistered products and offerings in the U.S.

Publications

Presentations