Brynn Rail

Counsel

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  • JD, University of Connecticut School of Law, 2004
  • BA, Boston College, 1999

Qualifications

  • New York, 2005
  • Legal 500 (2016)

Brynn Rail

Counsel

Brynn Rail represents U.S. and international broker-dealers on various regulatory and securities law issues, including firm and individual registration, FINRA compliance, trading, net capital, supervision and reporting, advertising and sales literature, product distribution, and regulatory inspection and examinations. She works with clients in the mutual fund, private fund, investment banking, investment management, and real estate industries. In addition, Brynn counsels investment advisers on the structuring and distribution of their private investment products, compliance with Advisers Act requirements, and issues relating to securities ownership filings required under the Exchange Act. She also has significant experience negotiating prime brokerage and custody agreements on behalf of those investment advisers and their clients. Brynn also advises clients in connection with mergers and acquisitions involving broker-dealers and investment advisers, including conducting detailed reviews of the target’s business and operations and preparing regulatory filings made in connection with those transactions.

Publications

Presentations