Asset Management

Asset Management Partner Nathan Briggs Quoted in Reuters on SEC Regulatory Proposal for Closed-End Funds (April 18, 2019)
Reg BI Establishes Higher Standards for Broker-Dealers, Asset Management Counsel David Tittsworth States in Pensions & Investments (April 16, 2019)
Law360 Quotes Asset Management Partner Mark Nuccio on OMB Memo Regarding White House Regulatory Reviews (April 15, 2019)
Investment Management Counsel David Tittsworth Authors the Third Installment of “The world according to Trump, year 3” (January 30, 2019)
In Compliance Reporter, Management Counsel David Tittsworth Discusses Rep. Maxine Waters’ Nomination to Chair the House Financial Services Committee (December 11, 2018)
In FundFire Investment Management Counsel David Tittsworth Discusses House Committee on Financial Services (November 21, 2018)
Investment Management Counsel David Tittsworth Discusses the Midterm Election Results in Relation to Asset Management Priorities in Compliance Reporter (November 13, 2018)
In FundFire Investment Management Counsel David Tittsworth Discusses SEC Tech Focus to Modernization (October 17, 2018)
Bloomberg Law Publishes Article by Investment Management Counsel David Tittsworth Discussing SEC Staff Guidance (October 15, 2018)
Investment Management Counsel David Tittsworth Discusses Senate Action on Tax Reform in Compliance Reporter (October 5, 2018)
Investment Management Counsel David Tittsworth Discusses the SEC’s Consolidated Audit Trail and the ICI’s “2018 Evolution Revolution” in ACA Insight (September 18, 2018)
Investment Management Attorneys to Speak at the Boston Bar Association (September 11, 2018)
Investment Management Counsel David Tittsworth Quoted in ACA Insight on SEC Transparency Efforts (August 27, 2018)
Investment Management Counsel David Tittsworth Discusses the SEC’s Best Interest Proposals Ahead of the Comment Period’s Close in Ignites and Fund Action (August 27, 2018)
In Pensions & Investments, Investment Management Counsel Discusses SCOTUS Nominee’s Challenges to Precedent on Deference to Regulators (July 17, 2018)
Investment Management Counsel Quoted in HFMWeek on Potential Return of SEC Derivatives Rule (June 21, 2018)
Investment Management Counsel David Tittsworth Quoted In FundFire On Deregulation Legislation (March 14, 2018)
In Investment Advisor/Think Advisor, Investment Management Counsel David Tittsworth Addresses Complications for the SEC’s Fiduciary Rule (February 1, 2018)
David Tittsworth Comments on Asset Management Industry One Year after Presidential Election (January 5, 2018)
What Asset Managers Can Expect From The SEC In 2018 (January 1, 2018)
SEC Provides Guidance for Accounting Impacts of Tax Reform Law (December 28, 2017)
SEC Issues No-Action Letters to Ease U.S. and MiFID II Compliance; EC Issues Guidance on MiFID II Advisers’ Receipt of Research from Non-EU Brokers (November 9, 2017)
Ropes & Gray Investment Management Counsel Comments on the SEC’s Data breach in ACA Insight (November 7, 2017)
At ACA's 2017 Fall Compliance Conference, Investment Management Counsel Discusses the Impact of Politics on Investment Adviser Industry (November 7, 2017)
Trending Video: Shareholder proposal rule
SEC Issues New Guidance on Several Exclusions under Rule 14a-8 (November 3, 2017)
Q&A: What to Expect from the “New” SEC (November 1, 2017)
Video - Department of Labor’s Fiduciary Rule (November 1, 2017)
SEC Issues Guidance on Non-GAAP Financial Measures in Business Combination Projections (October 18, 2017)
Video: Life Sciences Quarterly: What to Expect From the SEC (October 17, 2017)
SEC Proposes Amendments to Modernize and Simplify Regulation S-K (October 16, 2017)
Podcast - What to Expect from the “New” SEC (Transcript) (July 26, 2017)
Investment Management Counsel Provides Insights on the Financial Choice Act in WSJ Pro PE, InvestmentNews, Compliance Week, and FundFire (June 19, 2017)
Law360 Quotes Tax & Benefits Attorney Quoted on Implementation of the Fiduciary Rule (May 24, 2017)
In ACA Insight, Investment Management Counsel Discusses Priorities for New SEC Chairman Jay Clayton (May 12, 2017)
Investment Management Counsel Authors Article Examining President Trump’s Executive Orders Relating to the Financial Services Industry (May 5, 2017)
Ropes & Gray Attorneys Quoted on Close of Latest DOL Rule Comment Period (March 21, 2017)
Investment Management Counsel Quoted Extensively on Proposed Fiduciary Rule Delay (March 6, 2017)
Department of Labor Proposes 60-day Delay of Fiduciary Rule (March 3, 2017)
Event - Regulation Rollback? Realities and Implications of Unraveling Regulations (February 16, 2017)
In Hedge Fund Legal & Compliance Digest Ropes & Gray Attorneys Discuss the SEC Under President Trum‎p (February 9, 2017)
Event - A View from Washington (Chicago) (February 7, 2017)
President Signs Memorandum Requiring Further Review of DOL Fiduciary Rule (February 7, 2017)
Investment Management Counsel: “The World According to Trump” (January 19, 2017)
Event - A View from Washington (New York) (January 12, 2017)
In Ignites’ Exchange Webcast, Investment Management Counsel Provides Insights on the Year Ahead for Asset Manager (January 11, 2017)
Podcast - Enforcement Trends: The New Administration and Securities Enforcement (January 10, 2017)
In Reuters, Investment Management Partner Discusses the Future of the Volcker Rule Under the Trump Administration (November 30, 2016)
In Ignites and Fund Board Views, Investment Management Counsel Discusses the Future of FSOC and the Derivatives Rule Under a New President and New SEC Chair (November 30, 2016)
“Bye-bye Dodd-Frank? What Donald Trump's win means for the banking red tape,” City A.M. (November 9, 2016)
“Trump's Victory Will Reshape Financial Rules, Supreme Court,”The National Law Journal,”(November 9, 2016)

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