U.S. Securities and Exchange Commission
Third Adopted Rule
Rule and Related Materials
- Adopting Release (Dec.16, 2020)
- Statement of Chair Clayton (Dec.16, 2020)
- Statement of Commissioner Peirce (Dec.16, 2020)
- Statement of Commissioner Roisman (Dec.16, 2020)
- Statement of Commissioner Lee (Dec.16, 2020)
- Statement of Commissioner Crenshaw (Dec.16, 2020)
- Order Recognizing Alternative Reporting Regimes (Dec.16, 2020)
- Proposing Release (Dec.18, 2019)
Second Vacated Rule
Rule and Related Materials
- Senate Letter Regarding Reissuance of a Resource Extraction Disclosure Rule (April 4, 2017)
- Joint Resolution Disapproving the Rule (February 14, 2017)
- SEC Small Entity Compliance Guide
- SEC Adopts Final Rule on Resource Extraction
- SEC Order Recognizing the Resource Extraction Payment Disclosure Requirements of the EU, Canada, and the U.S. Extractive Industries Transparency Initiative as Substantially Similar to the Requirements of Rule 13q-1 under the Securities Exchange Act of 1934 (“Exchange Act”)
- SEC Press Release – SEC Adopts Rule for Disclosing Use of Resource Extraction
- Form SD
Legislative History
Open Meeting Statements
- SEC Open Meeting Statement by Chair White
- SEC Open Meeting Dissenting Statement by Commissioner Piwowar
- SEC Open Meeting Statement by Commissioner Aguilar
- SEC Open Meeting Statement by Commissioner Stein
Other Materials
First Vacated Rule
Rules and Related Materials
- SEC’ s Division of Corporation Finance Resource Extraction Disclosure – Small Entity Compliance Guide
- SEC FAQ on Resource Extraction
- SEC Adopts Final Rule on Resource Extraction
- Comments on Proposed Rule: Disclosure of Payments by Resource Extraction Issuers
- Proposed Rule; Extension of Comment Period
- Proposed Rule on Resource Extraction
- Letter from Benjamin L. Cardin, U.S. Senator, to Mary L. Shapiro, SEC Chairman
Legal Challenges to the Vacated Rule
Oxfam America, Inc. v. Securities & Exchange Commission
- Notice of Promulgation of Final Rule (June 27, 2016)
- Notice Regarding Issuance of Release Proposing Revised Rule (Dec. 11, 2015)
- Plaintiff Oxfam America’s Response to Defendant’s Notice of Proposed Expedited Rulemaking (Oct. 9, 2015)
- Notice of Proposed Expedited Rulemaking Schedule (Oct. 2, 2015)
- Memorandum and Order ALLOWING Oxfam’s Motion and DENYING SEC’s Motion (Sept. 2, 2015)
- Plaintiff Oxfam America's motion for Leave to File Request for Judicial Notice in Support of Plaintiffs' Motion for Summary Judgment (June 29, 2015)
- Notice of Appearance (Apr. 22, 2015)
- Securities and Exchange Commission’s Reply in Support of its Cross-Motion for Summary Judgment (Mar. 27, 2015)
- Oxfam America’s Memorandum in Reply to Defendant’s Summary Judgment Opposition and Opposition to Cross-Motion for Summary Judgment (Mar. 13, 2015)
- Memorandum of Law in Support of the SEC’s Cross-Motion for Summary Judgment and Opposition to Oxfam’s Motion for Summary Judgment (Feb. 27, 2015)
- Statement of Undisputed Material Facts (Feb. 27, 2015)
- Cross-Motion for Summary Judgment (Feb. 27, 2015)
- Memorandum of Law in Support of Plaintiff’s Motion for Summary Judgment (Jan. 23, 2015)
- Declaration of Jonathan G. Kaufman in Support of Plaintiff’s Motion for Summary Judgment (Jan. 23, 2015)
- Plaintiff’s Motion for Summary Judgment (Jan. 23, 2015)
- Affidavit of Derek B. Domian, Esq. (Nov. 11, 2014)
- Affidavit of Derek B. Domian, Esq. (Oct. 7, 2014)
- Oxfam America Corporate Disclosure Statement (Sept. 18, 2014)
American Petroleum Institute, et al v. SEC
- Order to Stay the Mandate Denied (June 28, 2013)
- Reply in Support of Petitioners’ Motion to Stay the Mandate (June 17, 2013)
- Oxfam America’s Opposition to Petitioner’s Motion to Stay the Mandate (June 16, 2013)
- Opposition of Respondent SEC to Petitioner’s Motion to Stay the Mandate (June 10, 2013)
- Petitioner’s Motion to Stay the Mandate (June 6, 2013)
- Opinion Filed for the Court by Judge Tatel (Apr. 26, 2013)
- Reply Brief of Petitioners (Jan 28, 2013)
- Brief for Representatives as Amici Curiae Supporting Respondent (Jan. 16, 2013)
- Brief of Intervenor Oxfam America, Inc. (Jan. 16, 2013)
- Brief of Respondent Securities and Exchange Commission (Jan. 2, 2013)
- Petition for Review of Final Rule of the United States Securities and Exchange Commission (Dec. 3, 2012)
- Order Granting Emergency Motion for Leave to Intervene by Oxfam America (Nov. 1, 2012)
- Petitioners’ Corporate Disclosure Statement (Oct. 10, 2012)
- Complaint (Oct. 10, 2012)