Preferred Local Counsel Compliance Survey

As one of Ropes & Gray’s preferred local counsel firms, it is important to our relationship that your firm has policies in place, and is compliant with, several key areas.

Please complete the entire form below for the headquarters of your firm and click submit. If you have offices in additional jurisdictions, please complete a separate form for each jurisdiction (Section A only) and click submit.

If you have any questions, please email Omar H. Choudhury (Head of Compliance & Risk Management) on omar.choudhury@ropesgray.com

Section A:
Policies & Protocols

Full Name of Legal Entity

Registration Number

Registered Address

Office Address (if different)

Legal Jurisdiction

Does the firm have policies addressing applicable local/international laws relating to the following:

Anti-Bribery & Corruption Sanctions Modern Slavery Tax Evasion GDPR/or other Data Privacy

If the answer is ‘no’ to any of the above, please explain.

Please state the other jurisdiction(s) in which the firm operates.

Is the firm professionally connected to a government entity or official? If so, please provide details.

Does the firm have in place security measures designed to detect/prevent unauthorized access to its premises/network or other infrastructure including data that it holds?

If not, please explain.

Head of Business Development

Head of Media Relations/Comms

Head of Knowledge Management

Head of Finance/CFO

Head of Human Resources/People

Head of Compliance/CCO

London Office lead partner (where applicable)