Speakers:
Laurel FitzPatrick ,
Christopher A. Klem
A review of both the basic elements of insider trading and recent developments, including:
- The "classical" and "misappropriation" theories of insider trading
- Regulation FD and communications with companies
- The effect of Rules 10b5-1 and 10b5-2 on insider trading analysis
- Structural defenses
- Unanswered questions in the cracks between the presumptions and the defenses
- The significance of insider trading for registered advisors
- Fixed income markets and insider trading
- New standards of materiality, new horizons for insider trading?
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