As scrutiny of futures and derivatives market participants escalates and enforcement activities in this area intensify, this presentation will discuss current enforcement trends, recent significant cases, and compliance tips. Key areas of focus will include manipulative and disruptive trading (or “spoofing”), including both criminal and civil enforcement actions, as well as recent enforcement actions in the following areas: false statements, speculative position limits, swap execution facility issues and trade errors, trade allocation, required reports, loans to CPOs, and increased coordination with criminal and civil enforcement authorities.
Speaker:
Deborah Monson
Hedge Funds partner, Ropes & Gray
Click here to RSVP
Contact Information RGEvents@ropegray.com
Ropes & Gray Speakers
Stay Up To Date with Ropes & Gray
Ropes & Gray attorneys provide timely analysis on legal developments, court decisions and changes in legislation and regulations.
Stay in the loop with all things Ropes & Gray, and find out more about our people, culture, initiatives and everything that’s happening.
We regularly notify our clients and contacts of significant legal developments, news, webinars and teleconferences that affect their industries.