Ropes & Gray hosted a seminar titled a “View from Washington” in its Chicago office on Feb. 7. The CLE seminar, attended by in-house counsel, provided insight on legislative priorities under the Trump administration and the current status of pre-election rules, including an update on anti-money laundering rules for investment advisors and the following topics:
- Department of Labor’s fiduciary rule
- SEC liquidity rule
- SEC derivatives proposal
- Enhanced data reporting
- Stress testing/ business continuity
- Third party compliance exams
- Prudential regulation
The interactive seminar was moderated by investment management partner Paulita Pike (Chicago). Investment management counsel David Tittsworth (Washington, D.C.) presented.
Ropes & Gray Speakers
Stay Up To Date with Ropes & Gray
Ropes & Gray attorneys provide timely analysis on legal developments, court decisions and changes in legislation and regulations.
Stay in the loop with all things Ropes & Gray, and find out more about our people, culture, initiatives and everything that’s happening.
We regularly notify our clients and contacts of significant legal developments, news, webinars and teleconferences that affect their industries.