Credits: 3.5 Transitional NY Professional Practice credits, 3.25 CA General credits, and 3.25 IL General credits; CLE credit is pending in GA, KY, PA, and TX
Topics:
- 1940 Act and Advisers Act Issues
- Robo-Advisor Developments and Broker-Dealer Developments
- Commodities Law Developments
- SEC Examination/Enforcement Issues
Presenters: Greg Sheehan, Dan O’Connor, Paulita Pike, Tom Hiller, Deborah Monson, Dan Ward and Brynn Rail
Please contact Michele.vignola@ropesgray.com for more information.
Stay Up To Date with Ropes & Gray
Subscribe to Our Podcast
Ropes & Gray attorneys provide timely analysis on legal developments, court decisions and changes in legislation and regulations.
Follow Us on Social
Stay in the loop with all things Ropes & Gray, and find out more about our people, culture, initiatives and everything that’s happening.
Join Our Mailing List
We regularly notify our clients and contacts of significant legal developments, news, webinars and teleconferences that affect their industries.