A Financial Advisor IQ article published on Oct. 29 titled “Would SEC’s Regulation Best Interest Regs Be Killed Off Under a Democratic House” examines the impact of the upcoming midterm elections on the SEC’s proposed Regulation Best Interest and whether or not a Democratic majority in the House of Representatives is likely to change the course of the SEC’s proposed Regulation Best Interest. The piece includes insights from investment management counsel David Tittsworth, as well as in a follow on article published by Financial Advisor IQ on Nov. 6 titled “Democratic Takeover of House Could Spell Trouble for SEC’s Advice Standards.”
Stay Up To Date with Ropes & Gray
Ropes & Gray attorneys provide timely analysis on legal developments, court decisions and changes in legislation and regulations.
Stay in the loop with all things Ropes & Gray, and find out more about our people, culture, initiatives and everything that’s happening.
We regularly notify our clients and contacts of significant legal developments, news, webinars and teleconferences that affect their industries.