Investment Management Counsel David Tittsworth Discusses the Midterm Election Results Potential Impacts on Reg BI in Financial Advisor IQ

In The News
October 29, 2018

A Financial Advisor IQ article published on Oct. 29 titled “Would SEC’s Regulation Best Interest Regs Be Killed Off Under a Democratic House” examines the impact of the upcoming midterm elections on the SEC’s proposed Regulation Best Interest and whether or not a Democratic majority in the House of Representatives is likely to change the course of the SEC’s proposed Regulation Best Interest. The piece includes insights from investment management counsel David Tittsworth, as well as in a follow on article published by Financial Advisor IQ on Nov. 6 titled “Democratic Takeover of House Could Spell Trouble for SEC’s Advice Standards.”