In Pensions & Investments, Investment Management Counsel David Tittsworth Discusses the SEC’s Proposed Conduct Standards

In The News
January 9, 2019

A Jan. 7 Pensions & Investments article titled “Trade groups want more on SEC proposal,” discusses how trade groups want more clarification regarding the SEC’s standards-of-conduct package proposal. Remarks from investment management counsel David Tittsworth are included in the piece. “It's likely the SEC will move on all three parts of the package simultaneously, rather than splitting them up,” Mr. Tittsworth outlines, also noting that SEC Chairman Jay Clayton only needs three votes to pass a final rule on the package and is under no obligation to wait for a full commission to move forward.