As part of Pensions & Investments’ feature titled “Special Report: Outlook 2021,” asset management partner Jason Brown discusses what to expect from the SEC in the year ahead. In the piece, Jason states he is anticipating the SEC to take a keen interest in private funds and their fees, expenses and potential conflicts of interest. That focus could lead to an uptick in enforcement and exam activity, he added. "Whether we're going to see a return to the broken windows model" — where even small offenses are penalized — "of (former SEC chair under the Obama administration) Mary Jo White depends on who's named chair and who's the head of enforcement," he said.
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