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Recent CFTC Enforcement Action against Non-U.S. Fund Manager for Violation of U.S. Position Limits Highlights Traps for Unwary

On July 2, 2019, the United States Commodity Futures Trading Commission (“CFTC”) issued an order (the “Order”) filing and simultaneously settling charges against Elephas Investment Management Limited (“Elephas”), a hedge fund manager located in Hong Kong that is not registered with the CFTC, for violating speculative position limits on wheat futures. A simultaneous action was brought and settled by the Chicago Board of Trade (“CBOT”).

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Highlights of Mutual Funds and Investment Management Conference


Time to Read: 1 minutes Practices: Investment Management

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A dozen Ropes & Gray lawyers attended the Investment Company Institute's recent 2006 Mutual Funds and Investment Management Conference. They prepared a summary report of the speeches, panel discussions and workshops held at the conference.

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