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SEC Proposes Extending Securities Offering Reforms to Closed-End Funds and Business Development Companies

On March 20, 2019, the SEC issued a release containing proposals intended to streamline the registration, communications and offering practices for business development companies (“BDCs”) and registered closed-end investment companies (“registered CEFs”). The release’s proposed rule and form amendments (the “Proposals”) would permit BDCs and registered CEFs (collectively, “Affected Funds”) to use the securities offering and proxy rules that are already available to operating companies.

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Highlights of Mutual Funds and Investment Management Conference


Time to Read: 1 minutes Practices: Investment Management

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A dozen Ropes & Gray lawyers attended the Investment Company Institute's recent 2006 Mutual Funds and Investment Management Conference. They prepared a summary report of the speeches, panel discussions and workshops held at the conference.

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