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Staff Responds to Questions About Non-Traded BDCs and Section 61(a) of the 1940 Act

On October 17, 2019, the SEC’s Division of Investment Management published Staff Responses to Inquiries Regarding Business Development Companies and Section 61(a) of the Investment Company Act of 1940 (the “Publication”) concerning compliance by business development companies (each, a “BDC”) whose common shares are not exchange listed (a “non-traded BDC”) with the repurchase-offer requirements within recently amended Section 61(a).

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Highlights of Mutual Funds and Investment Management Conference


Time to Read: 1 minutes Practices: Investment Management

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A dozen Ropes & Gray lawyers attended the Investment Company Institute's recent 2006 Mutual Funds and Investment Management Conference. They prepared a summary report of the speeches, panel discussions and workshops held at the conference.

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