Alert

Recommended Alerts

Sign Up For Alerts

Transfer Agent Enforcement Action May Impact Registered Funds’ Disclosure

In an August 17, 2023 order (the “Order”), the SEC announced that it had settled an administrative proceeding with DST Asset Manager Solutions, Inc. (“DST”).

Read More

Highlights of Mutual Funds and Investment Management Conference


Time to Read: 1 minutes Practices: Investment Management

Printer-Friendly Version

A dozen Ropes & Gray lawyers attended the Investment Company Institute's recent 2006 Mutual Funds and Investment Management Conference. They prepared a summary report of the speeches, panel discussions and workshops held at the conference.

Printer-Friendly Version

Cookie Settings