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Whitepaper: Converting Mutual Funds Into ETFs

In our most recent podcast on converting a mutual fund to an ETF we briefly discussed the related legal and operational challenges in the conversion. In this updated whitepaper, we delve deeper into the key considerations and challenges in converting a mutual fund into an exchange-traded-fund.

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The Impact of Financial Reform: Effects on Investment Companies and Investment Advisers of the Dodd-Frank Wall Street Reform and Consumer Protection Act

Practices: Investment Management

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