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SEC Proposes Modernized Fund Reports and Disclosure Amendments

On August 5, 2020, the SEC unanimously proposed rule and form amendments intended to modernize the disclosure framework for mutual funds and ETFs (the “Proposals”). This Alert summarizes the key provisions of the Proposals. The Proposals, if adopted, would modify the disclosure framework for funds registered on Form N-1A (mutual funds and ETFs) to follow a “layered” approach to fund disclosure that highlights key information for retail investors.

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Supreme Court Forecloses Primary Liability for Secondary Actors in Securities Offerings

Practices: Investment Management, Corporate & Securities Litigation, Securities & Public Companies

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