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Whitepaper: Converting Mutual Funds Into ETFs

In our most recent podcast on converting a mutual fund to an ETF we briefly discussed the related legal and operational challenges in the conversion. In this updated whitepaper, we delve deeper into the key considerations and challenges in converting a mutual fund into an exchange-traded-fund.

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Supreme Court Forecloses Primary Liability for Secondary Actors in Securities Offerings

Practices: Investment Management, Corporate & Securities Litigation, Securities & Public Companies

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