Recommended Alerts

Sign Up For Alerts

SEC Supplements Guidance to Investment Advisers About Proxy Voting Responsibilities in View of Proxy Rule Amendments

On July 22, 2019, the SEC adopted amendments to the proxy rules under the Exchange Act (the “Amendments”) affecting firms that provide proxy voting advice (a “Proxy Adviser”).

Read More

SEC Issues Concept Release on Funds’ Use of Derivatives

Practices: Investment Management

Printer-Friendly Version

Cookie Settings