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SEC Schedules Open Meeting to Consider Adopting Rules that Would Extend Securities Offering Reforms to Closed-End Funds and Business Development Companies

The SEC has scheduled an open meeting for April 8, 2020, to consider whether to adopt amendments that would permit business development companies (“BDCs”) and registered closed-end funds (“registered CEFs”) to use the securities offering and proxy rules that are already available to operating companies.

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FINRA Increases Private Placement Scrutiny and Enforcement

Practices: Investment Management

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