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Whitepaper: Converting Mutual Funds Into ETFs

In our most recent podcast on converting a mutual fund to an ETF we briefly discussed the related legal and operational challenges in the conversion. In this updated whitepaper, we delve deeper into the key considerations and challenges in converting a mutual fund into an exchange-traded-fund.

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Senior SEC Officials Discuss Asset Management Examination and Enforcement Initiatives and Priorities for 2012

Practices: Investment Management, Corporate & Securities Litigation, Government Enforcement / White Collar Criminal Defense, Securities & Public Companies

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