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Ropes & Gray’s Investment Management Update June – July 2022

Since our prior Investment Management Update, we have monitored a number of significant SEC actions affecting the mutual fund/investment management industry, each of which we covered in a separate Alert.

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SEC Settles with Service Providers and Trustees of two Mutual Fund Trusts for Inaccurate Disclosures Regarding Section 15(c) Advisory Contract Approval Process

Practices: Investment Management, Americas

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