Intellectual Property Transactions Attorney Authors Article in InvestmentNews on Potential Impact of New SEC 13(f) Rules on Investment Managers

Time to Read: 1 minutes Practices: Investment Management, Investment Management Compliance, Intellectual Property Transactions, Securities & Futures Enforcement

Intellectual property transactions associate Michael Kurzer authored an article in the September 22 issue of InvestmentNews on the potential impact of the SEC’s anticipated Section 13(f) rules regarding Form 13F disclosures, which will require the public disclosure of short-sale positions by investment managers. Mr. Kurzer notes that although the rules may be an attempt to bring greater transparency to the market, “The new rules may severely limit the ability of investment managers to protect their trading strategies and require frequent reporting of large portfolios on only a two-day delay from real-time holdings.”

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