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Proposed Revisions to the Volcker Rule—Prohibitions and Restrictions on Certain Interests in, and Relationships with, Covered Funds

On January 30, 2020, the Federal Reserve Board issued a notice of proposed rulemaking and asked for comments on a proposed rule to simplify, streamline and tailor the “covered fund” provisions under the regulation implementing section 13 (commonly known as the “Volcker Rule”) of the Bank Holding Company Act (“BHC Act”) (the “Proposal”).

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2019 Mutual Funds and Investment Management Conference


Time to Read: 1 minutes Practices: Asset Management

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Ropes & Gray’s memorandum summarizing the 2019 Mutual Funds and Investment Management Conference sponsored by the Investment Company Institute and the Federal Bar Association is available above. The Conference included sessions that discussed the following industry and regulatory developments, among others:

  • Keynote Remarks by SEC Director of the Division of Investment Management Dalia Blass & Commissioner Elad Roisman.
  • Near-term initiatives of the SEC that include investor protections and reexamining proxy voting requirements.
  • The SEC’s current examination and enforcement focus areas.
  • Cybersecurity.
  • Liquidity risk management.
  • A review of developments in mutual fund civil litigation.
  • New operational and investment challenges affected by EU regulations.

If you would like to discuss a specific session, or any other aspect of the conference, please contact any of the lawyers listed on the back cover of the memorandum or the Ropes & Gray lawyer with whom you regularly work.

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