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Ropes & Gray Partners Discuss Tips for Navigating an SEC Investigation in Law360 “SEC Survival Guide”

Practices: Business & Commercial Litigation, Corporate Governance & Compliance, Government Enforcement / White Collar Criminal Defense, Litigation, Securities & Futures Enforcement, Corporate & Securities Litigation

In a July 28 article published by Law360, Ropes & Gray government enforcement partner Christopher Conniff (New York) discuss the important first steps in SEC investigations. The article includes practical takeaways for companies that are facing SEC inquiries, including how to increase the chances that elements of an internal investigation will be protected by attorney-client privilege. 


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