Hedge funds partner Deborah Monson and hedge funds associate Jeremy Liabo (both of Chicago) authored an article titled “NFA Inspections—Practical Guidance for CPOs and CTAs” in the Feb. 18 issue of The Review of Securities & Commodities Regulation. The article explores the National Futures Association’s (NFA) inspections and discusses key areas of regulatory focus and preparation for commodity pool operators (CPOs) and commodity trading advisors (CTAs) during these audits.
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