Jon Daniels and Helen Gugel Publish Second Edition of Bloomberg BNA Treatise on CFTC and SRO Investigations
Government enforcement associates Jon Daniels and Helen Gugel published a second edition of Commodities & Futures Enforcement: Practice and Procedure in CFTC and SRO Investigations. The second edition, part of Bloomberg BNA’s Securities Practice Portfolio Series, provides a comprehensive resource for practitioners handling CFTC and SRO investigations, discussing procedures in detail, identifying potential pitfalls, and setting out best practices.
An excerpt of the introduction is available here.
Reprinted with permission from Bloomberg Law, Securities Practice Series, Portfolio no. 262, Chapter 1. Copyright 2016 by the Bureau of National Affairs, Inc. (800-372-1033) http://www.bna.com