Investment management counsel David Tittsworth recently participated as a panelist at the ACA's 2017 Fall Compliance Conference. The conference was held in San Diego, CA on October 25-27, 2017. Mr. Tittsworth’s panel was titled “Washington Update: How the Political Environment Affects the Investment Adviser Industry.”
During the session Mr. Tittsworth discussed current, and future regulatory and enforcement priorities of the SEC, how the Trump Administration’s directives may impact the asset management agenda, and the likelihood of Congressional action.
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