As part of their newest round of fund-focused inspections, SEC examiners are taking a close look at poorly performing funds. A Nov. 27 article published by Compliance Reporter titled “Piling on: SEC targets compliance at underperforming funds” includes insights from investment management partner Brian McCabe. “What the SEC is probably driving at is: Are the kinds of things you're investing in and may have lost money on the things that you said you would be investing in, and were the risks that have now come home been appropriately disclosed,” Mr. McCabe outlines in the article.
Attorneys
Stay Up To Date with Ropes & Gray
Ropes & Gray attorneys provide timely analysis on legal developments, court decisions and changes in legislation and regulations.
Stay in the loop with all things Ropes & Gray, and find out more about our people, culture, initiatives and everything that’s happening.
We regularly notify our clients and contacts of significant legal developments, news, webinars and teleconferences that affect their industries.