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In Thomson Reuters’ Regulatory Intelligence, Asset Management Partner Nathan Briggs Discusses Potential Regulatory Delays

Practices: Asset Management, Investment Management, Investment Management Compliance

The SEC may consider changes in the implementation of Regulation Best Interest and related retail sales rules to ease regulatory burdens on firms disrupted by the coronavirus, reported Thomson Reuters’ Regulatory Intelligence on March 18. Asset management partner Nathan Briggs is quoted in the piece, titled “Coronavirus may delay Regulation BI retail investing rules –experts.”

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