A Nov. 18 FundFire article titled “More Aggressive Enforcement Era Likely under Biden SEC, Attorneys Say” discusses how asset management firms will have to adapt to new priorities set out by a Joe Biden-selected chair of the SEC after the current chairman, Jay Clayton, steps down at the end of the year. The article features remarks from litigation & enforcement partner and Securities & Futures Enforcement practice co-leader Dan O’Connor.
“In many respects, when the Democrat-controlled commission comes in, there’s going to be a bit of a change in tone and priority and how things are announced,” Dan said. “Where there is a perhaps Wall street [and] big bank focus, corporate responsibility gets a lot more attention.”
Attorneys
Stay Up To Date with Ropes & Gray
Ropes & Gray attorneys provide timely analysis on legal developments, court decisions and changes in legislation and regulations.
Stay in the loop with all things Ropes & Gray, and find out more about our people, culture, initiatives and everything that’s happening.
We regularly notify our clients and contacts of significant legal developments, news, webinars and teleconferences that affect their industries.