Nathan F. McGuire is an associate in the asset management group and a member of Ropes & Gray’s broker-dealer team. He represents asset managers in a variety of regulatory, compliance, and transactional matters. Nathan represents broker-dealers with respect to regulatory and securities law matters, including formation and registration, Exchange Act and FINRA compliance, and SEC and FINRA examinations. In addition, he advises on regulatory issues in connection with mergers and acquisitions involving broker-dealers.
Nathan also advises clients regarding the creation, registration, and operation of retail and institutional investment products, including mutual funds, ETFs, and interval funds, and provides advice in connection with the conversion of mutual funds to ETFs.
During law school, Nathan served as a judicial intern at the Massachusetts Appeals Court and as a note editor of the Suffolk University Law Review.