Ropes & Gray Hosts Webinar on Broker-Dealer Updates

Event
November 9, 2023

Asset management partner Brynn Rail and asset management associate Erin Conklin hosted a webinar on Thursday, November 9 focused on broker-dealer updates. The webinar highlighted updates on the FINRA rulemaking agenda, as well as the current regulatory environment specific to broker-dealers.

For more information on the content of the session, please reach out to any of the presenters.