ERISA and benefits partner Joshua Lichtenstein will present at the ERISA Fiduciary Investment Basics 2025 conference in New York on March 18.
Joshua will present a panel entitled “Current DOL Regional Investigations, Audits and Current Initiatives.” The panel will provide an overview of U.S. Department of Labor (DOL) pronouncements and initiatives including the fiduciary rule and the QPAM amendments.
The panel will use a case study to illustrate related ERISA considerations in the context of navigating a DOL audit that apply to financial institutions and investment advisors.
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