Following his comments on the opening panel at the Investment Company Institute’s annual Mutual Funds & Investment Management Conference, investment management partner John Loder (Boston) has been quoted in Fund Action, Fund Director and Ignites. Mr. Loder’s comments on the challenges for fund boards, the Security and Exchange Commission’s guidance on distributions in guise, and the need to implement formal compliance policies related to Rule 12b-1 are featured in the articles. Mr. Loder’s panel on March 14, 2016 was titled “The Regulatory Outlook for Funds and Advisers” and discussed recent asset management regulatory initiatives as well as the SEC’s plans for 2016.
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