A July 12 article published by Fund Directions examines the SEC’s recently published guidance on business continuity planning for mutual funds as well as a rule proposal addressing transition planning for advisers. Investment management partner George Raine (Boston) is quoted in the piece, highlighting that “an interesting surprise in the [Division of Investment Management’s] guidance [on continuity planning] was its specifically calling out board oversight of valuation providers as a key piece of the business continuity puzzle.”
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