Fund DirectionsQuotes Investment Management Partner on Recent SEC Guidance and Rule Proposal

In The News
July 19, 2016

A July 12 article published by Fund Directions examines the SEC’s recently published guidance on business continuity planning for mutual funds as well as a rule proposal addressing transition planning for advisers. Investment management partner George Raine (Boston) is quoted in the piece, highlighting that “an interesting surprise in the [Division of Investment Management’s] guidance [on continuity planning] was its specifically calling out board oversight of valuation providers as a key piece of the business continuity puzzle.”