Ropes & Gray Attorneys Author Chapter in PLI’s Mutual Funds and Exchange Traded Funds Regulation Treatise
Investment management partner Gregory Davis (San Francisco) and associates and Renee Laws (Boston) authored a chapter titled “Mutual Fund Use of Sub-Advisers” in the 3rd edition of the Practising Law Institute treatise Mutual Funds and Exchange Traded Funds Regulation. The authors discuss circumstances in which a mutual fund may wish to use a sub-adviser, the legal requirements for hiring a sub-adviser, contractual issues that may arise, and compliance and oversight issues.
This material has been published as part of Mutual Fund and Exchange Traded Funds Regulation, Third Edition by Practising Law Institute, and is available at 1-800-260-4754; www.pli.edu ©The Practising Law Institute. Reproduced with permission. All rights reserved.