Michael Littenberg and Amy Jane Longo to Speak at SIFMA’s Compliance & Legal Annual Seminar
Strategic transactions partner Michael Littenberg and litigation & enforcement partner Amy Jane Longo will serve as panelists at SIFMA’s Compliance & Legal Seminar, taking place in San Diego March 12 - 15. Compliance and legal professionals and industry experts will come together to discuss high-level market developments at this preeminent event.
Amy will discuss strategies, solutions, and risks related to off-platform communications. Panelists will also review the legal and regulatory landscape, including significant enforcement actions, and address technology solutions that can assist with surveillance of off platform communications.
Michael will discuss ESG investing and building a sustainable compliance framework. The panel, Building a Sustainable Compliance Framework, will cover the regulatory environment, corporate governance structure, product design and disclosures, governance frameworks, and principle-based guidelines.