In The News

In Fund Board Views, Investment Management Partner Discusses SEC Report Delivery Modernization

Practices: Investment Management, Asset Management, Investment Management Compliance, Mutual Funds, ETFs & Closed-End Funds, Fund Boards of Directors / Trustees

In an article published on June 5 by Fund Board Views entitled “Governance pros applaud SEC's paperless rule,, investment management partner Paulita Pike discusses the SEC’s move to modernize shareholder report delivery. “Many in the industry have believed for a while that there is room for modernization and more effective and efficient information-delivery mechanisms,” said Ms. Pike in the piece, pointing out that the SEC now has recognized that need. ”This initiative has been long-awaited and is a positive step, which should benefit investors.”

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