Investment Management Counsel David Tittsworth Discusses the SEC’s Consolidated Audit Trail and the ICI’s “2018 Evolution Revolution” in ACA Insight
In articles published in the Sept. 10 issue of ACA Insight, investment management David Tittsworth discusses the “2018 Evolution Revolution” report issued Sept. 6 from the Investment Adviser Association and National Regulatory Services, in addition to issues the SEC is experiencing in creating its electronic blueprint of securities transactions, the Consolidated Audit Trail.