Every month, our London regulatory team publish articles, alerts and blog posts on a wide range of European regulatory topics relevant to asset managers. A selection of our April, May and June thought leadership is compiled below. To receive our posts in real time, sign up here.
- ESMA Report on the Retail Investor Journey: Key Takeaways
- FCA Review of Customer Due Diligence Processes and Controls: Key Findings for Firms
- Private Equity Exits: European Commission Launches Targeted Consultation
- Watch webinar – FCA's Non-Financial Misconduct Rules
- SFDR 2.0: European Parliament Proposals – A Step in the Wrong Direction for Asset Managers?
- FCA Sanctions Review: Progress Is Evident, but the Supervisory Bar Is Rising
- From Principles to Practice: The FCA’s Evolving Expectations on AI Governance
- Telling the FCA about operational outages: the new incident reporting regime
Lewis Hammond, Associate, and Lily Kalati, Paralegal, also contributed to this thought leadership.
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More than 300 Ropes & Gray partners, counsel and associates focus on advising a global client base of asset management firms, including fund sponsors, investors, and investment advisers, on all aspects of their business. Our experience across the entire spectrum of private and registered fund structures and vehicles, investment strategies, asset types and industries allows us to identify significant commercial, regulatory and economic issues, understand emerging trends and craft innovative solutions that are unique to the concerns of clients throughout the industry and in jurisdictions around the world. For further information on the practice, click here.
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