The Hedge Fund Group of Ropes & Gray presents another in a
Series of Teleconference on Current Hedge Fund Issues
please join us for a session on
- Application of the New Straddle Rules:
A short review of the straddle rules (including mixed straddles) and discussion of changes enacted as part of the American Jobs Creation Act of 2004, including the elimination of the so-called "stock exception."
- Preparing for a Routine SEC Investment Adviser Exam:
A quick review of standard exam procedures, a standard SEC Adviser's Act document request list and how to prepare your organization for the Exam.
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