A Feb. 26 article published by ThinkAdvisor titled “Regulators Take Aim at Share Class Disclosure” discusses renewed focus on share class disclosure. Remarks from asset management counsel David Tittsworth are included in the piece. Of the related Retail Strategy Task Force (RSTF) launched by the SEC in 2017, Mr. Tittsworth said the RSTF has “been focused on potential violations of the securities laws that harm retail consumers, such as a large number of 12b-1 cases that are expected to be announced soon.”
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