The New SEC Enforcement Paradigm and the Ethics of Investigations

March 16, 2011
Please join Ropes & Gray for a complimentary webinar to learn about the sweeping changes that have taken place in the SEC’s enforcement program and how these changes affect hedge funds.  In this webinar, seasoned securities enforcement lawyers will discuss hot enforcement topics, the SEC’s new investigative tools -- including cooperation agreements and whistleblower provisions – and how the changes have materially altered the way the SEC will assess, investigate and pursue hedge funds in the future.  You will also gain practical guidance on how to respond to inquiries and subpoenas, how to conduct an internal investigation of possible violations and handle adverse publicity in the event your firm gets swept up in an SEC investigation.