Securities and Exchange Commission registration will force most managers to face regular inspections by the SEC, designate a compliance officer, and explicitly outline how to deal with potential conflicts of interest, presentation of track records, compensation, amongst a host of other requirements that will affect every aspect of the business.
With such significant changes on the horizon, it is essential not to miss out on the most significant gathering of industry professionals where these issues will be discussed and analysed in detail.
The second annual PEI Private Fund Compliance forum will focus on how to implement and manage an effective compliance program and will provide a comprehensive update on other key global tax and regulatory initiatives that are altering the way private funds operate around the world.
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