Ropes & Gray Hosts “A View from Washington” Addressing Hot and Emerging Topics for Asset Managers
Ropes & Gray hosted a seminar titled a “View from Washington” in its Chicago office on Feb. 7. The CLE seminar, attended by in-house counsel, provided insight on legislative priorities under the Trump administration and the current status of pre-election rules, including an update on anti-money laundering rules for investment advisors and the following topics:
- Department of Labor’s fiduciary rule
- SEC liquidity rule
- SEC derivatives proposal
- Enhanced data reporting
- Stress testing/ business continuity
- Third party compliance exams
- Prudential regulation
The interactive seminar was moderated by investment management partner Paulita Pike (Chicago). Investment management counsel David Tittsworth (Washington, D.C.) presented.