Mutual Funds Developments
Credits: 3.5 Transitional NY Professional Practice credits, 3.25 CA General credits, and 3.25 IL General credits; CLE credit is pending in GA, KY, PA, and TX
- 1940 Act and Advisers Act Issues
- Robo-Advisor Developments and Broker-Dealer Developments
- Commodities Law Developments
- SEC Examination/Enforcement Issues
Presenters: Greg Sheehan, Dan O’Connor, Paulita Pike, Tom Hiller, Deborah Monson, Dan Ward and Brynn Rail
Please contact Michele.email@example.com for more information.