Speakers:
Joel A. Wattenbarger , Jason E. Brown , George B. Raine , Lindsey R. Goldstein , Eve Ellis , Michael G. Doherty , Leigh R. Fraser ,
Deborah A. Monson
, Brynn Rail A panel of Ropes & Gray asset management attorneys recently offered a comprehensive review of various legal and regulatory developments that took place across the asset management industry in 2019. The video above captures the presentation in its entirety. You may download the presentation slides below.
- US regulatory update
- Advisory fiduciary duty guidance
- SEC guidance on investment advisers’ proxy voting
- Advertising rules
- EU regulatory updates
- PE retail
- Derivatives regulatory updates
- Futures and commodities
- Regulation BI and its applications across the asset management industry
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