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Harvard Law School Forum on Corporate Governance and Financial Regulation Republishes Ropes & Gray Client Alert Exploring SEC’s Focus on Rule 105 of Regulation M

Practices: Corporate & Securities Litigation, Investment Management Compliance, Government Enforcement / White Collar Criminal Defense

On Nov. 2, the Harvard Law School Forum on Corporate Governance and Financial Regulation republished a client alert written by litigation partner Dan O’Connor and associate Gina Riccio, on the SEC’s focus and enforcement of Rule 105 of Regulation M.

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