Brian McCabe to Speak at Mutual Fund Compliance Summit in New York
Investment management partner Brian McCabe (Boston) will speak on a panel titled “Distribution Arrangements – Fees, Payments and Disclosures” at the Mutual Fund Compliance Summit on July 15 at the Princeton Club in New York. Brian will discuss the SEC’s focus on Rule 12b-1, guidelines for navigating SEC examination, fund board reporting and disclosures, among other topics.