In The News

In Ignites, Investment Management Partner Paulita Pike Discusses the SEC’s Liquidity Risk Management Rule FAQs

Practices: Investment Management, Investment Management Compliance

An article published by Ignites on Jan. 12 titled “SEC Spotlights Subadvisors, ETFs in Liquidity Rule FAQs” discusses the SEC’s focus on ETFs and subadvisors in their FAQs on the liquidity risk management rules issued by the Agency on Jan. 10. The piece quotes investment management partner Paulita Pike.

Cookie Settings