In The News

In Global Risk Regulator Investment Management Partner Jeremy Smith Comments on Increased ETF Scrutiny

Practices: Investment Management, Asset Management, Mutual Funds, ETFs & Closed-End Funds, Investment Management Compliance

An article published by Global Risk Regulator on Feb. 7 titled “ETFs: regulators step up fact-finding missionreviews the increased scrutiny ETFs are facing from regulators on both sides of the Atlantic and includes remarks from investment management partner Jeremy Smith. “As the SEC came to understand ETFs better it imposed additional conditions on some of the newer registrants,” states Mr. Smith in the piece.

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