In The News

In Ignites, Investment Management Partner George Raine Discusses Liquidity Rule Programs

Practices: Investment Management, Investment Management Compliance, Mutual Funds, ETFs & Closed-End Funds

A Feb. 27 piece in Ignites titled “SEC Liquidity Rule Delay Raises Questions for Shops” reports on The SEC’s six-month compliance extension on parts of the liquidity risk management rule, which was announced on Feb. 22. Adopting funds’ liquidity risk management programs in stages, as laid out in the revised compliance dates, represents a “tricky drafting exercise” for firms, says investment management partner George Raine in the piece.

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